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FINRA and SEC Mobile Compliance: What US Investment Firms Need Before Shipping a Mobile App 2026
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FINRA and SEC Mobile Compliance: What US Investment Firms Need Before Shipping a Mobile App 2026

DEV CommunityΒ·Mohammed Ali ChherawallaΒ·7 months ago
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#mobile#webdev#decisionguides#software#communications
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This piece was written for enterprise technology leaders and originally published on the Wednesday Solutions mobile development blog . Wednesday is a mobile development staffing agency that helps US mid-market enterprises ship reliable iOS, Android, and cross-platform apps β€” with AI-augmented workflows built in.

FINRA fined firms $71M over electronic communications failures in 2023. Most mobile apps at investment firms do not meet the requirements. Here is what needs to change.

FINRA fined firms $71M related to electronic communications supervision failures in 2023. The most common source of those failures was not email. It was mobile.…

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